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State Investment Regulatory Agencies

Arizona
Corporation Commission
Securities Division
1300 West Washington Street
Phoenix, AZ 85007
(602) 542-4242
(602) 594-7470 (Fax)
accsec@ccsd.cc.state.az.us
www.ccsd.cc.state.az.us/

Matthew J. Neubert
Director of Securities
(602) 542-0643
(602) 594-7430 (Fax)
California
Department of Corporations
1515 K Street; Suite 200
Sacramento, CA 95814
(916) 445-7205
(916) 445-7975 (Fax)
www.corp.ca.gov

Preston DuFauchard
California Corporations Commissioner

Timothy L. Le Bas
Assistant Commissioner & General Counsel
Office of Law & Legislation
Nevada
Secretary of State
Securities Division
555 East Washington Avenue
5th Floor, Suite 5200
Las Vegas, NV 89101
(702) 486-2440
(702) 486-2452 (Fax)
sosmail@govmail.state.nv.us
www.sos.state.nv.us/securities

Charles Moore
Securities Administrator
cemoore@govmail.state.nv.us
Oregon
Department of Consumer & Business Services
Div. of Finance & Corp. Securities
350 Winter Street, NE; Room 410
Salem, OR 97301-3881
(503) 378-4387
(503) 947-7862 (Fax)
www.cbs.state.or.us/external/dfcs

E-mail: dcbs.dfcsmail@state.or.us
Washington
Department of Financial Institutions
Securities Division
150 Israel Rd SW
Tumwater, WA 98501

P.O. Box 9033
Olympia, WA 98507-9033
(360) 902-8760
(360) 902-0524 (Fax)
www.dfi.wa.gov/sd

Michael Stevenson
Director of Securities
(360) 902-8824
mstevenson@dfi.wa.gov
These states are provided
here for the convenience
of our customers at

Advanced
Corporate
Planning.


NOTE: ALL information contained in this site is for illustration purposes only, and by NO means should be considered individual tax or legal advice under any circumstances whatsoever!

Lynn R. Siewert AIMC
Pension Consultant |   Branch Manager
CA Insurance License #00B00579
2005 E. Evergreen Blvd
Vancouver, WA 98661
Ph: 360-750-9626

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This site is published for residents of the United States only. First Allied Securities' Financial Advisors may only conduct business with residents of the states for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local First Allied Securities office for information and availability.